Intrusion detection to prevent impersonation attacks in computer networks

ABSTRACT

In an embodiment, a central computer performs a data processing method. The central computer receives telemetry data from intrusion sensors. The central computer stores authentication records in a hosts database. Each authentication record is based on the telemetry data and comprises a thumbprint of a public key certificate and a host identifier of a sender computer. The central computer receives a suspect record that was sent by a first intrusion sensor. The suspect record has a first particular thumbprint of a first particular public key certificate and a first particular host identifier of a suspect sender. From the hosts database, the central computer searches for a matching record having a same host identifier as the first particular host identifier of the suspect record and a same thumbprint as the first particular thumbprint of the suspect record. The central computer generates an intrusion alert when no matching record is found.

TECHNICAL FIELD

The present disclosure relates to computer technology for improvedprotection of computer networks and network elements in computernetworks using an intrusion prevention method that involves centralauthentication of public key certificate data.

BACKGROUND

The approaches described in this section could be pursued, but are notnecessarily approaches that have been previously conceived or pursued.Therefore, unless otherwise indicated herein, the approaches describedin this section are not prior art to the claims in this application andare not admitted to be prior art by inclusion in this section.

The computers of an enterprise may consume remote resources, such as webservices. A remote resource may reside on the premises of theenterprise, be hosted by a partner, or offered to the public by a thirdparty. The integrity and authenticity of a remote resource may beensured by a public key digital certificate that is offered by a remotecomputer, such as a web server, that serves the remote resource. Aremote server may use a digital certificate to provide transportsecurity or message security. Digital signing achieves message securityby affixing a certificate directly to a payload object being sent from aremote server to a client. Transport security is achieved whenestablishing a connection between a client and a remote server isaccompanied by a certificate, such that all objects exchanged over theconnection derive security from the behavior of the connection.Regardless of whether a certificate is used to provide message ortransport security, the remote server presents the certificate to theclient for inspection. A malicious, impersonating, or compromised remoteserver may present a bad certificate that is fake, tampered, orotherwise deceptive. A bad certificate can enable theft, sabotage, orfraud, such as a man in the middle (MitM) attack.

Authenticity may be enhanced if a certificate is signed by a trustworthythird party such as a certificate authority (CA). However, agreementbetween client and server may be lacking as to which certificateauthorities are trustworthy. To work around this problem, some systemsuse certificates that are not authenticated by a CA, such as self-signedcertificates. These systems require a user to manually approve eachcertificate the first time that it is received, such as through aclick-to-accept mechanism that provides a user with some informationabout a certificate and then remembers whether the user accepted thecertificate as trustworthy. Remembrance of a certificate by a client isknown as certificate pinning Pinning burdens an end user with assessingthe trustworthiness of a certificate, which may be unreliable.

Certificates may be scrutinized by a public system, such as acertificate reputation system, which can achieve better authenticationthan pinning A certificate reputation system is intrusive because aclient application must be adapted to use the certificate reputationsystem. Because a certificate reputation system is typically operated byanother institution and expects to harvest connectivity data, acertificate reputation system is inappropriate for a sensitive privatenetwork. The unsuitability of a certificate reputation system may alsobe technical, due to obstacles such as a firewall. Because a certificatereputation system relies on crowd sourced data, another limitation of acertificate reputation system is that an attacker may pollute thereputation database with false information.

BRIEF DESCRIPTION OF THE DRAWINGS

In the drawings:

FIG. 1 illustrates an embodiment of an intrusion prevention system thatdetects and prevents an impersonation attack;

FIG. 2 illustrates an embodiment of a process that detects and preventsan impersonation attack;

FIG. 3 illustrates an embodiment of an intrusion prevention system thatdetects and prevents an impersonation attack;

FIG. 4 illustrates an embodiment of interactions that detect and preventan impersonation attack;

FIG. 5 illustrates an embodiment of an intrusion prevention system thatdetects and prevents an impersonation attack;

FIG. 6 illustrates a computer system upon which an embodiment may beimplemented.

DETAILED DESCRIPTION

In the following description, for the purposes of explanation, numerousspecific details are set forth in order to provide a thoroughunderstanding of the present invention. It will be apparent, however, toone skilled in the art that the present invention may be practicedwithout these specific details. In other instances, well-knownstructures and devices are shown in block diagram form in order to avoidunnecessarily obscuring the present invention.

Embodiments are described herein according to the following outline:

1.0 General Overview

2.0 Structural and Functional Overview

3.0 Process Overview

4.0 Distributed Intrusion Sensors and a Localized Attack

5.0 Centrally Orchestrated Active Monitoring

6.0 Analytics

7.0 Hardware Overview

8.0 Extensions and Alternatives

1.0 General Overview

In an embodiment, a data processing method is performed by a centralcomputer. The central computer receives telemetry data from intrusionsensors. The central computer stores authentication records in a hostsdatabase. Each authentication record is based on the telemetry data andcomprises a thumbprint of a public key certificate and a host identifierof a sender computer. The central computer receives a suspect recordthat was sent by a first intrusion sensor. The suspect record has afirst particular thumbprint of a first particular public key certificateand a first particular host identifier of a suspect sender. From thehosts database, the central computer selects a matching record having asame host identifier as the first particular host identifier of thesuspect record and a same thumbprint as the first particular thumbprintof the suspect record. The central computer generates an intrusion alertwhen no matching record is found.

In an embodiment, a device includes a hosts database that stores theauthentication records, a processor, and processor logic that causes thedevice to perform the steps of the method described above.

In an embodiment, non-transitory computer-readable storage media storeinstructions which, when executed by a plurality of processors, causesperformance of the steps of the method described above.

2.0 Structural and Functional Overview

FIG. 1 illustrates an embodiment of intrusion prevention system 100 thatprevents an impersonation attack.

In an embodiment, an intrusion prevention system 100 comprises one ormore intrusion sensors 130-131, a hosts database (DB) 120, and a centralcomputer 110. Central computer 110 may be any computerized system thatis networked and capable of exchanging and processing records. Centralcomputer 110 may be a rack server, a personal computer, some othercomputer, or some aggregation of these.

Hosts DB 120 may be a file system, a database management system, orother computerized system that persistently stores and organizeselectronic records. Hosts DB 120 may reside on central computer 110 oranother networked and computerized system that communicates with centralcomputer 110. Hosts DB 120 is configured to store many authenticationrecords, such as authentication record 140 and matching record 150. Atleast one of hosts DB 120 or central computer 110 is configured toimplement a search module that is configured to receive and respond to aquery for a search of the authentication records of hosts DB 120 toselect matching record 150 that matches search criteria.

Each of intrusion sensors 130-131 is an intrusion detection system (IDS)that may include a network appliance or other networked and computerizedsystem. Intrusion sensors 130-131 communicate with central computer 110.The central computer 110 is configured with one or more ingressinterfaces that may be coupled to network links that reach the intrusionsensors 130, 131 to permit receiving messages or reports from theintrusion sensors 130, 131.

Central computer 110 may host or execute an intrusion detection module170 that is configured to perform the intrusion detection functions thatare more fully described herein. In various embodiments, the intrusiondetection module 170 may be implemented using one or more computerprograms, other software elements, firmware, hardware logic such asFPGAs or ASICs, or any combination of the foregoing. The specificimplementation for intrusion detection module 170 is not critical.

For purposes of illustrating a clear example, FIG. 1 shows a limitednumber of functional elements as previously described. In otherembodiments, any number of intrusion sensors may be provided, and thecentral computer and hosts database may be implemented as multipleclustered or distributed instances, using digital hardware at aparticular premises or using virtual machine instances in a private orpublic datacenter or cloud computing facility.

Operations of the system 100 are now described and the functionaldescriptions herein may be regarded as functional specifications and/ordesign specifications that can be used to program one or more computersor configure one or more computers with logic that implements thefunctions that are described. In operation, intrusion sensors 130-131monitor computer network traffic coming from remote servers, such asremote servers 181-182. Intrusion sensors 130-131 also inspect anypublic key certificates that are included within the network traffic.Intrusion sensors 130-131 report information about these certificates,termed telemetry data 135. Although telemetry data 135 is shown ascoming substantially only from intrusion sensors 130-131 for purposes ofillustrating a clear example, in practice many intrusion sensors maycontribute telemetry data 135.

Telemetry data 135 is used to generate authentication records, such asauthentication record 140 or matching record 150, which are stored inhosts DB 120. These authentication records may be generated by centralcomputer 110, intrusion detection module 170, hosts database 120, or mayalready exist with telemetry data 135. Each authentication recordtypically corresponds to a particular certificate presented by aparticular remote server. A one to one correspondence usually occursbetween a certificate and a remote server, but a remote server may havemultiple certificates, and a certificate may be shared by several remoteservers.

Each authentication record may include a thumbprint of a certificate anda host identifier of the remote server that presented the certificate. Ahost identifier may be a qualified hostname, an internet protocol (IP)address, or any other datum that uniquely identifies a host. Athumbprint is a hash code that is smaller than a certificate, derivedfrom the certificate, and usually as unique as the certificate. Acertificate is guaranteed to be unique. Very rarely will twocertificates share a thumbprint, but an implementation may ignore thisin practice. Embodiments also may be configured to track wholecertificates, rather than thumbprints, as further described herein.

First intrusion sensor 130 may detect the use of a particularcertificate of a remote server. First intrusion sensor 130 may beconfigured to report certificate usage, unconditionally orconditionally, and/or according to criteria or analysis. First intrusionsensor 130 reports the certificate usage by generating suspect record160. Suspect record 160 includes a thumbprint of the certificate and ahost identifier of the remote server that presented the certificate.Suspect records, such as suspect record 160, may be transferred tocentral computer 110 either individually or in bulk. Although centralcomputer 110 is shown as receiving only one suspect record from oneintrusion sensor, in practice many intrusion sensors may generate andsend suspect records to central computer 110. Although suspect record160 and telemetry data 135 are shown as separate data, in practice thesame data may serve both purposes.

Central computer 110 is configured to attempt to match suspect record160 by selecting an authentication record stored in hosts DB 120. Amatch occurs when a stored authentication record has the same thumbprintand host identifier as suspect record 160 has. “Same,” in this context,may mean exactly the same, or may mean a fuzzy or partial match. Theoccurrence of a match depends on the existence of matching record 150that can be selected by central computer 110.

Central computer 110 may be configured to treat the occurrence of amatch as routine, unthreatening, and therefore uninteresting. If centralcomputer 110 cannot match suspect record 160 with any authenticationrecord stored in hosts DB 120, then no matching record 150 is found.Central computer 110 is configured to react to the absence of a match bygenerating intrusion alert 115. Central computer 110 may log orotherwise raise intrusion alert 115.

3.0 Process Overview

FIG. 2 illustrates a process that prevents an impersonation attack, inan example embodiment. For purposes of illustrating a clear example,FIG. 2 may be described with reference to FIG. 1, but using theparticular arrangements illustrated in FIG. 1 is not required in otherembodiments.

In step 201, a central computer receives telemetry data from manyintrusion sensors. For example, each of intrusion sensors 130-131monitors the traffic of a computer network within an enterprise.Intrusion sensors 130-131 may observe and record inbound and outboundconnection attempts between a computer on the computer network and aremote server. The remote server need not reside on the computernetwork. Intrusion sensors 130-131 may observe and record a usage of apublic key certificate and other data exchanged during or afterconnection establishment. Intrusion sensors 130-131 transmit thisobservation as telemetry data 135 to central computer 110.

In step 202, the central computer stores authentication records in ahosts database. For example, central computer 110 may store telemetrydata 135 in hosts database 120 as authentication records such asauthentication record 140. Each authentication record includes athumbprint of a certificate and a host identifier of a remote serverthat presented the certificate. Hosts database 120 may function as arepository of secure network connections that intrusion preventionsystem 100 has observed in the past. A future observation of a securenetwork connection that does not agree with the records of hostsdatabase 120 might constitute an impersonation attack.

In step 203, the central computer receives a suspect record that wassent by an intrusion sensor. For example, first intrusion sensor 130 mayobserve a usage of a public key certificate by a remote server. Perhapsaccording to screening criteria designed to detect suspicious activity,perhaps unconditionally, or perhaps randomly, first intrusion sensor 130decides to report this usage of the public key certificate. Firstintrusion sensor 130 reports this usage by sending suspect record 160 tocentral computer 110 for central authentication. Suspect record 160 hasa host identifier of the remote server and a copy of the public keycertificate or at least a thumbprint of the certificate. First intrusionsensor 130 may generate the thumbprint, or the remote server may sendthe thumbprint with the public key certificate.

In step 204, the central computer attempts to select from the hostsdatabase an authentication record that matches the suspect record. Forexample, central computer 110 may use the thumbprint and host identifierof suspect record 160 as matching criteria. Central computer 110 may usethe matching criteria to search hosts database 120 for a record thatmatches, such as matching record 150.

In step 205, the central computer decides whether an authenticationrecord is found that matches the suspect record. If a match is found,then central computer 110 may conclude that suspect record 160 regards acertificate usage that fits an historical usage pattern and does notindicate an impersonation attack. Upon finding such a match, centralcomputer 110 need not engage in any further activity. Central computer110 may optionally update hosts database 120 or matching record 150 ifan accumulation of additional history is desired for another purpose.

In step 206, the central computer generates an intrusion alert. Forexample, if central computer 110 discovers that no authentication recordexists that matches suspect record 160, then central computer 110 maydecide that an impersonation attack is in progress or has alreadyoccurred. In the absence of a matching record, central computer 110 isconfigured to generate an intrusion alert. The alert may trigger amanual or an automatic security response. The alert may be propagatedback to some or all intrusion sensors, which may cause a security ban ofall network traffic that involves the offending public key certificateor involves the offending remote server.

4.0 Distributed Intrusion Sensors and a Localized Attack

FIG. 3 illustrates an embodiment of intrusion prevention system 300 thatuses distributed intrusion sensors to detect a localized attack. A“localized attack,” in this context, may occur when a malicious serverimpersonates a valid server. This manifests as two remote serversproclaiming to be the same server by using the same host identifier. Alocalized attack is limited to a portion of an internetworked topology,such that a symptom of the attack is observable in one network portionbut not another portion. Whether the attack is observable depends on thevantage point of the observer within the topology. A consequence is thatreports by distributed intrusion sensors might not agree, and such adiscrepancy indicates a localized attack.

Intrusion prevention system 300 exemplifies a deployment by a largeenterprise or corporation having multiple data centers. Intrusionprevention system 300 may be an implementation of intrusion preventionsystem 100. Intrusion prevention system 300 comprises central system 310and data centers 301-302. Each of data centers 301-302 respectivelyincludes intrusion sensors 330-331.

Central system 310 may be an implementation of central computer 110(FIG. 1). Intrusion sensors 330-331 may be implementations of intrusionsensors 130-131. Components of FIG. 1 that are implemented in FIG. 3 mayalso have other implementations. Communication between components ofintrusion prevention system 300 may occur over the global Internet.

Although intrusion prevention system 300 implements substantially all ofthe features of intrusion prevention system 100, not all of theessential components and interactions of FIG. 1 are shown in FIG. 3.Instead, FIG. 3 shows only those components and interactions thatdemonstrate custom features of intrusion prevention system 300. Forexample, hosts DB 120 is absent from FIG. 3 although this component istypically still included in intrusion prevention system 300.

To achieve different vantage points, intrusion sensors 330-331 typicallyreside on different local area networks that are physically separatedfrom each other by at least one router. In this example intrusionsensors 330-331 are shown as residing in separate data centers, howeversuch extreme separation is not required. For example, intrusion sensors330-331 may share an Internet point of presence, and instead achieveseparation using different subnets.

Intrusion sensors 330-331 are separate hosts and so have differentrespective IP addresses 370-371. However, because intrusion sensors330-331 are topologically separated by residing on separate local areanetworks, IP addresses 370-371 exhibit substantial differences. Thehighest order bits are different between IP addresses 370-371. Theamount of these highest order bits may be fixed, such as a 24-bit IPversion 4 network prefix. The highest order bits may instead be a subnetnumber. In this example the highest order bits are routing prefixes380-381, which are classless inter-domain routing (CIDR) prefixes. Assuch, each of routing prefixes 380-381 may have a different amount ofbits.

In this example, a localized attack affects data center 301. This mayhappen if a host within data center 301 is compromised. Alternatively, arouting table of an upstream or backbone router may be compromised,although that router is not within either of data centers 301-302.Because of the hierarchical nature of the topology of an internetworksuch as the global Internet, the localized attack need not originatefrom directly inside data center 301. For the attack to be localized,the attacker may reside on the same routing subdivision of aninternetwork as data center 301, which is a different routingsubdivision than data center 302. For example, if data centers 301-302are on separate continents, then an attack from within one of thosecontinents may manifest as a localized attack.

No matter how the attack is accomplished and because it is localized,intrusion sensors 330-331 may observe different certificates presentedby supposedly one remote server. Intrusion sensor 330 may or may notconsider as suspicious a certificate it observes that happens to be bad.However according to some criteria and at time T1, intrusion sensor 330decides to send suspect record 360 to report the usage of thecertificate by the remote server.

Upon receipt of suspect record 360, central system 310 attempts toselect a matching record, having the same thumbprint and host identifieras suspect record 360, from among the authentication records stored inthe hosts DB. Other intrusion sensors, such as intrusion sensor 331,have previously and presently observed a good certificate used by thatremote host, and the hosts DB has an authentication record thatindicates that the good certificate is associated with the remote host.The attempt by central system 310 to select a matching record forsuspect record 360 fails because the thumbprint of the bad certificatein suspect record 360 does not match the stored authentication record ofthe same remote host. Unable to find a matching record, central system310 determines that suspect record 360 indicates an attack. In responseto detecting the localized attack and at time T2, central system 310sends intrusion alert 315 to intrusion sensor 330. Although not shown,intrusion alert 315 includes the host identifier of the remote server.Upon receiving and processing intrusion alert 315, intrusion sensor 330determines that a threat is associated with that host identifier.Intrusion sensor 330 may then protect data center 301 by banning trafficthat uses that host identifier. The other data center 302 is notaffected by the localized attack and continues to allow traffic thatuses the host identifier.

5.0 Centrally Orchestrated Active Monitoring

FIG. 4 illustrates an embodiment of internetwork system 400 thatcentrally orchestrates ongoing active monitoring. Internetwork system400 may be, for example, a deployment by a large institution havingmultiple local networks. Internetwork system 400 may be animplementation of intrusion prevention system 100. Internetwork system400 comprises network-based intrusion protection system (NIPS) 410,network intrusion detection systems (NIDS) 430-431, and sender computer470.

Sender computer 470 may be any networked computer configured to presenta certificate and operate as a remote server. NIPS 410 may be animplementation of central computer 110. NIDS 430-431 may beimplementations of intrusion sensors 130-131. Components of FIG. 1 thatare implemented in FIG. 4 may also have other implementations.Communication between components of internetwork system 400 may occurover the global Internet.

Although internetwork system 400 implements substantially all of thefeatures of intrusion prevention system 100, not all of the essentialcomponents and interactions of FIG. 1 are shown in FIG. 4. Instead, FIG.4 shows only those components and interactions that demonstrate customfeatures of internetwork system 400. For example, hosts DB 120 is absentfrom FIG. 4 although this component is still typically included ininternetwork system 400.

NIPS 410 is configured to actively search for an attack by overseeingsome operation of NIDS 430-431. For example, NIDS 430 may detect theusage of a certificate that sender computer 470 presents duringpresentation 480.

According to some criteria, NIDS 430 decides to send suspect record 481to report the usage of the certificate. Depending on the implementation,suspect record 481 may include a request URL or request packets, eitherof which was used to cause sender computer 470 to send its certificate.For example and although not shown, a laptop computer may share a localarea network with NIDS 430. The laptop may have used some IP packets toretrieve a digitally signed object that sender computer 470 digitallysigns by affixing its certificate and then delivers to the laptop duringpresentation 480. NIDS 430 may record those request packets and thenduring presentation 480, NIDS 430 may send suspect record 481 thatincludes copies of both the request packets and the certificate.

After receiving suspect record 481, NIPS 410 may process suspect record481 in a variety of ways. For example, NIPS 410 may insert or update arecord in a hosts DB to indicate an association between the hostidentifier and the certificate of sender computer 470. NIPS 410 may alsostore the request URL or request packets of suspect record 481 into thehosts DB for later analysis or replay. NIPS 410 may eventually decide tocheck for a local attack in progress by seeking corroboration of suspectrecord 481 by another NIDS. For example, NIPS 410 may send a copy of therequest URL or request packets in instruct 482 that instructs anotherNIDS 431 to replay the request data.

Replay entails a NIDS repeating a prior request of any computer tosolicit a same certificate that sender computer 470 presented inresponse to an original request. Replaying a request URL with a minimalhypertext transfer protocol (HTTP) GET verb is straightforward. A moreinvolved replay is one that has data in addition to an URL, such ascommon gateway interface (CGI) form data. When replay data is needed,replay should be based on request packets of the original request.Packets may need some alteration during replay. For example and inresponse to instruct 482, NIDS 431 may adjust a sender address, a sendtime, and a cryptographic nonce of packets included in repeated request483 resent to sender computer 470. Upon receipt of repeated request 483,sender computer 470 may respond by again presenting its certificateduring presentation 484.

Instruct 482 may optionally instruct NIDS 431 to periodically repeat areplay, such as during periodic request 485. If sender computer hasbecome impersonated since instruct 482 and upon receipt of periodicrequest 485, impersonating sender computer 470 may respond duringpresentation 486 by presenting a different certificate than previouslypresented by authentic sender computer 470. At some time and accordingto some criteria, NIDS 431 may decide to report the details ofpresentation 486 by sending suspect record 487 to NIPS 410. Upon receiptof suspect record 487, NIPS 410 detects an attack because NIPS 410 failsto find an authentication record in the hosts DB that matches thethumbprint and host identifier of suspect record 487.

Altering request packets during replay is not the only example ofsophisticated replay. Sender computer 470 may initially interact withoutsecurity and without presenting a certificate. For example and althoughnot shown, presentation of a certificate might not occur until themiddle of a session, such as when sender computer 470 proposesmid-session that a connection should be upgraded to secure sockets layer(SSL) but continue to use the same port number.

For example, sender computer 470 may send a mid-session response thatincludes the start transport layer security (STARTTLS) keyword. Sendingthe STARTTLS keyword by sender computer 470 initiates additional steps.The client may accept the proposal to achieve security by sending arequest that repeats the STARTTLS keyword. Upon receipt of that request,sender computer 470 may present its certificate. An unsophisticated NIDSmight be configured only to monitor connection establishment and thenignore subsequent traffic on that connection. A sophisticated NIDS maybe configured to detect a use of STARTTLS long after connectionestablishment, observe an involved certificate, and send a suspectrecord to NIPS 410 that specifies the request that included the STARTTLSkeyword, rather than the request that established the connection tosender computer 470. A NIDS may also be configured to replay a STARTTLSscenario by replaying the request that included the STARTTLS keyword.

6.0 Analytics

FIG. 5 illustrates an embodiment of intrusion prevention system 500 thatuses analytics to detect an impersonation attack. Intrusion preventionsystem 500 exemplifies an architecture with rich data. Intrusionprevention system 500 may be an implementation of intrusion preventionsystem 100. Intrusion prevention system 500 comprises central system 510and hosts DB 520.

Central system 510 may be an implementation of central computer 110.Hosts DB 520 may be an implementation of hosts DB 120. Components ofFIG. 1 that are implemented in FIG. 5 may also have otherimplementations. Communication between components of intrusionprevention system 500 may occur over an internetwork.

Although intrusion prevention system 500 implements all of the featuresof intrusion prevention system 100, not all of the essential componentsand interactions of FIG. 1 are shown in FIG. 5. Instead, FIG. 5 showsonly those components and interactions that demonstrate custom featuresof intrusion prevention system 500. For example, intrusion sensors130-131 are absent from FIG. 5 although these components are stilltypically included in intrusion prevention system 500.

Hosts DB 520 may store rich data having many details of certificateusage that may be included in authentication records, such asauthentication record 540. Although not shown, rich details inauthentication record 540 are also present in suspect record 560.Central system 510 includes intrusion detection module 580 that alertswhen no matching record 550 is found in hosts DB 520 according todetails of suspect record 560. Intrusion detection module 580 may be animplementation of intrusion detection module 170, although intrusiondetection module 170 may have other implementations.

Rich details in authentication records and suspect record 560 may beused as matching criteria while searching for matching record 550.Intrusion prevention system 500 may be configured to regard a thumbprintand host identifier as necessary but insufficient criteria whilesearching for matching record 550.

Authentication record 540 may have details of a network connectionthrough which a certificate was presented, such as details that mayappear in a connection URL. Authentication record 540 may have anidentifier of a transport protocol of a connection, such as filetransfer protocol (FTP) or internet message access protocol (IMAP).Authentication record 540 may have a port number. Central system 510 maydetect usage of a transport protocol or port number not previouslyassociated with a certificate or a remote server, for which intrusiondetection module 580 may generate an alert.

Authentication record 540 may have a media access control (MAC) addressof a network adapter of a remote server that presented a certificate.Intrusion detection module 580 may detect usage of an unfamiliar MACaddress by a familiar remote server, for which intrusion detectionmodule 580 may generate an alert.

Authentication record 540 may have an expiration date of a certificate.Intrusion detection module 580 may use a certificate expiration date todetect a variety of conditions. Intrusion detection module 580 mayprocess a certificate expiration date to detect and alert a prematurecertificate renewal. Premature renewal may occur when suspect record 560mostly matches authentication record 540, but the expiration date ofauthentication record 540 is months or years in the future, and theexpiration date of suspect record 560 is even later. Central system mayprocess a certificate expiration date to detect and alert prematureexpiration, as when suspect record 560 mostly matches authenticationrecord 540 but the expiration date of suspect record 560 is before theexpiration date of authentication record 540. Intrusion detection module580 may generate an alert based on an expired certificate.

Intrusion detection module 580 may have a grace period for which it willnot alert an expired certificate. Although certificate renewal creates anew thumbprint, central system may be configured not to alert acertificate renewal that has old and new expiration dates that seemvalid. If intrusion detection module 580 detects sufficient indicia oftrustworthiness, intrusion detection module 580 may accommodate new orreplacement certificates or remote servers by automatically insertinginto hosts DB 520 an authentication record that corresponds to suspectrecord 560, shown as insert 570.

Intrusion detection module 580 may have matching criteria that itapplies while searching for matching record 550. If suspect record 560bears indicia of trustworthiness, then central system may relax thecriteria used to find matching record 550. Likewise, if suspect record560 lacks indicia of trustworthiness, then central system may heightenthe criteria used to find matching record 550. For example, a domaincertificate may be presented by any remote server of an Internet domain,and intrusion detection module 580 may keep and match authenticationrecords only for domain certificates of certain domains or may allow apartial match of host identifier based solely on domain name. Alertingmay be conditionally suppressed according to the trustworthiness ofsuspect record 560. For example, when no matching record 550 is found,generation of an alert may be suppressed if a certificate is self-signedby a remote server in a trusted Internet domain.

Rich data in suspect record 560 and authentication record 540 allows formore varied criteria of matching or alerting. Instead of merely having athumbprint, authentication record 540 may have a whole certificate 542or at least a whole public key of a certificate, either of which may beused as matching criteria when searching for matching record 550.Certificate 542 has signature 544 of a certificate authority that issuedcertificate 542. Intrusion detection module 580 may be configured withheightened matching criteria or relaxed alerting criteria if signature544 is of a certificate authority that is untrusted. Intrusion detectionmodule 580 may be configured with relaxed matching criteria orheightened alerting criteria if signature 544 is of a certificateauthority that is trusted.

Intrusion detection module 580 may process security lists when decidingwhether to alert suspect record 560. These security lists may be storedin central system 510, hosts DB 520, or elsewhere. Intrusion detectionmodule 580 may check whether a host identifier of suspect record 560occurs in hosts whitelist 512 and, if so, then apply relaxed matching orheightened alerting criteria.

Intrusion detection module 580 may check whether a thumbprint of suspectrecord 560 occurs in thumbprint blacklist 514 and, if so, then applyheightened matching or relaxed alerting criteria, such as unconditionalalerting. Intrusion prevention system 500 may obtain thumbprintblacklist 514 from another institution. In addition to applying its owncriteria when scrutinizing suspect record 560, intrusion detectionmodule 580 may use a certificate reputation service of anotherinstitution to submit suspect record 560 to additional scrutiny. Acertificate revocation list may serve as, or in addition to, thumbprintblacklist 514.

Intrusion detection module 580 may check whether a certificate authoritysignature of suspect record 560 occurs in trusted certificate authority(CA) whitelist 516 and, if so, then apply heightened matching or relaxedalerting criteria, such as alert silencing. Intrusion prevention system500 may obtain trusted CA whitelist 516 from another institution. A rootCA may delegate signing authority to intermediate CA. Such delegationsmay be stacked into a trust chain. Trusted CA whitelist 516 may haveroot and intermediate CAs. Intrusion detection module 580 may checktrusted CA whitelist 516 for some or all CAs in a trust chain of acertificate.

7.0 Hardware Overview

FIG. 6 is a block diagram that illustrates a computer system 600 uponwhich an embodiment of the invention may be implemented. The preferredembodiment is implemented using one or more computer programs running onat least one server computer, such as a blade server. Thus, in thisembodiment, the computer system 600 is a blade server in a Beowulfcluster.

Computer system 600 includes a bus 602 or other communication mechanismfor communicating information, and a processor 604 coupled with bus 602for processing information. Computer system 600 also includes a mainmemory 606, such as a random access memory (RAM), flash memory, or otherdynamic storage device, coupled to bus 602 for storing information andinstructions to be executed by processor 604. Main memory 606 also maybe used for storing temporary variables or other intermediateinformation during execution of instructions to be executed by processor604. Computer system 600 further includes a read only memory (ROM) 608or other static storage device coupled to bus 602 for storing staticinformation and instructions for processor 604. A storage device 610,such as a magnetic disk, flash memory or optical disk, is provided andcoupled to bus 602 for storing information and instructions.

A communication interface 618 may be coupled to bus 602 forcommunicating information and command selections to processor 604.Interface 618 is a conventional serial interface such as an RS-232 orRS-422 interface. An external terminal 612 or other computer systemconnects to the computer system 600 and provides commands to it usingthe interface 618. Firmware or software running in the computer system600 provides a terminal interface or character-based command interfaceso that external commands can be given to the computer system.

A switching system 616 is coupled to bus 602 and has an input interface614 and an output interface 619 to one or more external networkelements. The external network elements may include a local network 622coupled to one or more hosts 624, or a global network such as Internet628 having one or more servers 630. The switching system 616 switchesinformation traffic arriving on input interface 614 to output interface619 according to pre-determined protocols and conventions that are wellknown. For example, switching system 616, in cooperation with processor604, can determine a destination of a packet of data arriving on inputinterface 614 and send it to the correct destination using outputinterface 619. The destinations may include host 624, server 630, otherend stations, or other routing and switching devices in local network622 or Internet 628.

According to one embodiment, compliance management is provided bycomputer system 600 in response to processor 604 executing one or moresequences of one or more instructions contained in main memory 606. Suchinstructions may be read into main memory 606 from anothercomputer-readable medium, such as storage device 610. Execution of thesequences of instructions contained in main memory 606 causes processor604 to perform the process steps described herein. One or moreprocessors in a multi-processing arrangement may also be employed toexecute the sequences of instructions contained in main memory 606. Inalternative embodiments, hard-wired circuitry may be used in place of orin combination with software instructions to implement the invention.Thus, embodiments of the invention are not limited to any specificcombination of hardware circuitry and software.

The term “computer-readable storage medium” as used herein refers to anymedium that participates in providing instructions to processor 604 forexecution. Such a medium may take many forms, including but not limitedto, non-transitory and non-volatile storage media and non-transitoryvolatile storage media. Non-volatile storage media includes, forexample, optical or magnetic disks, such as storage device 610. Volatilestorage media includes dynamic memory, such as main memory 606.

Common forms of computer-readable storage media include, for example, afloppy disk, a flexible disk, hard disk, magnetic tape, or any othermagnetic medium, a CD-ROM, any other optical medium, punch cards, papertape, any other physical medium with patterns of holes, a RAM, a PROM,and EPROM, a FLASH-EPROM, any other memory chip or cartridge, or anyother non-transitory, tangible storage medium from which a computer canread.

Various forms of computer readable storage media may be involved incarrying one or more sequences of one or more instructions to processor604 for execution. For example, the instructions may initially becarried on a magnetic disk of a remote computer. The remote computer canload the instructions into its dynamic memory and send the instructionsover a telephone line using a modem. A modem local to computer system600 can receive the data on the telephone line and use an infraredtransmitter to convert the data to an infrared signal. An infrareddetector coupled to bus 602 can receive the data carried in the infraredsignal and place the data on bus 602. Bus 602 carries the data to mainmemory 606, from which processor 604 retrieves and executes theinstructions. The instructions received by main memory 606 mayoptionally be stored on storage device 610 either before or afterexecution by processor 604.

Communication interface 618 also provides a two-way data communicationcoupling to a network link 620 that is connected to a local network 622.For example, communication interface 618 may be an integrated servicesdigital network (ISDN) card or a modem to provide a data communicationconnection to a corresponding type of telephone line. As anotherexample, communication interface 618 may be a local area network (LAN)card to provide a data communication connection to a compatible LAN.Wireless links may also be implemented. In any such implementation,communication interface 618 sends and receives electrical,electromagnetic or optical signals that carry digital data streamsrepresenting various types of information.

Network link 620 typically provides data communication through one ormore networks to other data devices. For example, network link 620 mayprovide a connection through local network 622 to a host computer 624 orto data equipment operated by an Internet Service Provider (ISP) 626.ISP 626 in turn provides data communication services through the worldwide packet data communication network now commonly referred to as the“Internet” 628. Local network 622 and Internet 628 both use electrical,electromagnetic or optical signals that carry digital data streams. Thesignals through the various networks and the signals on network link 620and through communication interface 618, which carry the digital data toand from computer system 600, are example forms of transporting theinformation.

Computer system 600 can send messages and receive data, includingprogram code, through the network(s), network link 620 and communicationinterface 618. In the Internet example, a server 630 might transmit arequested code for an application program through Internet 628, ISP 626,local network 622 and communication interface 618. In accordance withthe invention, one such downloaded application provides for compliancemanagement as described herein. The received code may be executed byprocessor 604 as it is received, and/or stored in storage device 610, orother non-volatile storage for later execution.

8.0 Extensions and Alternatives

In the foregoing specification, embodiments of the invention have beendescribed with reference to numerous specific details that may vary fromimplementation to implementation. The specification and drawings are,accordingly, to be regarded in an illustrative rather than a restrictivesense.

What is claimed is:
 1. A data processing method comprising: a centralcomputer receiving telemetry data from a plurality of intrusion sensors;the central computer storing authentication records in a hosts database,wherein each authentication record is based on the telemetry data andcomprises a thumbprint of a public key certificate and a host identifierof a sender computer; the central computer receiving a suspect recordthat was sent by a first intrusion sensor and comprising a firstparticular thumbprint of a first particular public key certificate and afirst particular host identifier of a suspect sender computer; thecentral computer determining whether the hosts database contains amatching record having a same host identifier as the first particularhost identifier of the suspect record and a same thumbprint as the firstparticular thumbprint of the suspect record; and the central computergenerating an intrusion alert when no matching record is found.
 2. Themethod of claim 1 wherein the plurality of intrusion sensors comprisestwo intrusion sensors that are assigned internet protocol (IP) addressesthat differ by at least one of: routing prefix, network prefix, andsubnet number.
 3. The method of claim 1 further comprising the centralcomputer instructing a second intrusion sensor to request a secondparticular public key certificate from the suspect sender computer ofthe suspect record.
 4. The method of claim 3 wherein the instructingcomprises the central computer instructing the second intrusion sensorto periodically request the second particular public key certificatefrom the suspect sender computer of the suspect record.
 5. The method ofclaim 3 wherein each authentication record optionally comprises arequest uniform resource locator (URL) to which the suspect sendercomputer of the authentication record previously responded, and whereinthe instructing comprises the central computer transferring the requestURL to the second intrusion sensor.
 6. The method of claim 3 whereineach authentication record comprises a plurality of request packets towhich the suspect sender computer of the authentication recordpreviously responded, and wherein the instructing comprises the centralcomputer transferring the plurality of request packets to the secondintrusion sensor.
 7. The method of claim 1 wherein generating theintrusion alert comprises the central computer generating the intrusionalert only if a training period has finished.
 8. The method of claim 1wherein generating the intrusion alert comprises the central computergenerating the intrusion alert only if the central computer determinesthat a hosts whitelist does not contain the first particular hostidentifier of the suspect sender computer.
 9. The method of claim 1wherein each authentication record comprises an expiration date value,wherein the suspect record comprises an expiration date value, whereinthe matching record has a same expiration date value as the suspectrecord.
 10. The method of claim 1 wherein each authentication recordoptionally comprises a media access control (MAC) address of the suspectsender computer of the authentication record, wherein the suspect recordcomprises a MAC address of the suspect sender computer, and wherein thematching record has a same MAC address as the suspect sender computer.11. The method of claim 1 wherein each authentication record optionallycomprises a port number that the suspect sender computer of theauthentication record listened on, wherein the suspect record comprisesa port number that the suspect sender computer listened on, and whereinthe matching record has a same port number as the suspect record. 12.The method of claim 1 wherein each authentication record optionallycomprises a transport protocol identifier that the suspect sendercomputer of the authentication record used, wherein the suspect recordcomprises transport protocol identifier that the suspect sender computerused, and wherein the matching record has a same transport protocolidentifier as the suspect record.
 13. The method of claim 1 furthercomprising the central computer generating an intrusion alert if thecentral computer determines that a thumbprint blacklist contains thefirst particular thumbprint of the suspect record.
 14. The method ofclaim 1 wherein the first particular thumbprint of the suspect record isof a public key certificate that is not signed by a trusted certificateauthority.
 15. The method of claim 1 wherein each authentication recordcomprises a public key certificate of the suspect sender computer of theauthentication record, wherein the suspect record comprises the firstparticular public key certificate of the suspect sender computer, andwherein the matching record has a same public key certificate as thesuspect sender computer.
 16. The method of claim 1 wherein generatingthe intrusion alert comprises the central computer inserting into thehosts database an authentication record based on the suspect record. 17.A device comprising: a hosts database configured to store authenticationrecords, wherein each authentication record is based on telemetry datafrom a plurality of intrusion sensors and comprises a thumbprint of apublic key certificate and a host identifier of a sender computer; aprocessor connected to the hosts database and programmed to: receivetelemetry data from a plurality of intrusion sensors; receive a suspectrecord sent by a first intrusion sensor and comprising a firstparticular thumbprint of a first particular public key certificate and afirst particular host identifier of a suspect sender computer; determinewhether the hosts database contains a matching record having a same hostidentifier as the first particular host identifier of the suspect recordand a same thumbprint as the first particular thumbprint of the suspectrecord; generate an intrusion alert when no matching record is found.18. The device of claim 17 wherein the plurality of intrusion sensorscomprises two intrusion sensors that are assigned internet protocol (IP)addresses that differ by at least one of: routing prefix, networkprefix, and subnet number.
 19. A plurality of non-transitorycomputer-readable storage media storing instructions which, whenexecuted by a plurality of processors, cause: receiving telemetry datafrom a plurality of intrusion sensors; storing authentication records ina hosts database, wherein each authentication record is based on thetelemetry data and comprises a thumbprint of a public key certificateand a host identifier of a sender computer; receiving a suspect recordthat was sent by a first intrusion sensor and comprising a firstparticular thumbprint of a first particular public key certificate and afirst particular host identifier of a suspect sender computer;determining whether the hosts database contains a matching record havinga same host identifier as the first particular host identifier of thesuspect record and a same thumbprint as the first particular thumbprintof the suspect record; generating an intrusion alert when no matchingrecord is found.
 20. The computer-readable storage media of claim 19wherein the plurality of intrusion sensors comprises two intrusionsensors that are assigned internet protocol (IP) addresses that differby at least one of: routing prefix, network prefix, and subnet number.